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NSCP is dedicated to serving and supporting financial services compliance professionals.

NSCP is dedicated to serving and supporting financial services compliance professionals.
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Location:

United States

Description:

NSCP is dedicated to serving and supporting financial services compliance professionals.

Language:

English

Contact:

860-672-3005


Episodes

NSCP Currents Podcast: February 2018

3/21/2018
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This episode of NSCP Currents features a reading of the article "An Inside Look into the FinOp Rule.” The article was written by Janice Parise, Partner of SDDco Group. Brought to you by National Society of Compliance Professionals.

Duration:00:11:18

Feb 2018 podcast.wma

3/20/2018
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Duration:00:20:18

NSCP Currents Podcast: The Best of NSCP Currents 2017

2/14/2018
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This episode of NSCP Currents features a reading of the article “The Sides of ‘May’: When is ‘May’ Deemed False and Misleading.” The article was written by Elizabeth M. Knoblock, managing member and sole owner of Elizabeth M. Knoblock, PLLC, a private law firm, and Patricia (“Trish”) Flynn, Senior Vice President & Chief Compliance Officer for INTECH Investment Management, LLC.

Duration:00:16:43

NSCP Currents Podcast: December 2017

1/2/2018
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This episode of NSCP Currents features a reading of the article "Branding Isn’t Just Marketing, Superpower Your Compliance Function.” The article was written by Aimee R. Blinder, Vice President, Compliance at National Planning Holdings, Inc.. Brought to you by National Society of Compliance Professionals.

Duration:00:12:20

NSCP Currents Podcast: November 2017

12/20/2017
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This episode of NSCP Currents features a reading of the article "Marketing and Advertising by Investment Advisers – Always a Timely Topic." The article was written by Mark W. Lawler, a Senior Principal Consultant at ACA Compliance Group. Brought to you by National Society of Compliance Professionals.

Duration:00:39:52

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