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Series 7 Study Guide

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This series of podcast is designed to help in the preparation to take the Series 7 examination. It basic examination that is necessary to enter the US financial services industry. This audio series and the companion site www.series7podcast.com is designed for the training of financial professionals preparing for the series 7 examination. The podcast will contain short audio segments of key concepts necessary to pass the series 7 examination as well as written material which is to be studied. Both the audio portion and the written portion are designed to be used in conjunction for your preparation to take the series 7 examinations. Your success is assured, if you follow the step-by-step instructions contained in this website and are diligent in your study and have normal intelligence.

This series of podcast is designed to help in the preparation to take the Series 7 examination. It basic examination that is necessary to enter the US financial services industry. This audio series and the companion site www.series7podcast.com is designed for the training of financial professionals preparing for the series 7 examination. The podcast will contain short audio segments of key concepts necessary to pass the series 7 examination as well as written material which is to be studied. Both the audio portion and the written portion are designed to be used in conjunction for your preparation to take the series 7 examinations. Your success is assured, if you follow the step-by-step instructions contained in this website and are diligent in your study and have normal intelligence.
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Location:

United States

Description:

This series of podcast is designed to help in the preparation to take the Series 7 examination. It basic examination that is necessary to enter the US financial services industry. This audio series and the companion site www.series7podcast.com is designed for the training of financial professionals preparing for the series 7 examination. The podcast will contain short audio segments of key concepts necessary to pass the series 7 examination as well as written material which is to be studied. Both the audio portion and the written portion are designed to be used in conjunction for your preparation to take the series 7 examinations. Your success is assured, if you follow the step-by-step instructions contained in this website and are diligent in your study and have normal intelligence.

Language:

English


Episodes

New Series 7 Exam and SIE Exam

9/14/2018
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New Series 7 Exam and SIE Exam New Series 7 Exam and SIE Exam details. FINRA has announced major changes to the Series 7 Exam effective October 1, 2018. With the introduction of the Securities Industries Essentials Exam (SIE Exam) the new series 7 has been pared down to 125 questions from its original 250 questions. https://www.finra.org/industry/series7 However there is now a prerequisite before taking the new Series 7 Exam all candidates now must have passed the SIE exam (securities...

Duration:00:26:34

Series 7 Study Guide: Accredited Investors and Private Placement Memorandums

7/29/2018
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What is an Accredited Investor In this episode I discussed some experience that I had at a Angel investment and entrepreneur mixer. Where I met an individual who told me about his company and the opportunities it may present in the cannabis industry. To invest in this company you needed to be an Accredited Investor. So in this podcast I discuss the evaluation of this potential private placement memorandum and also I discuss the requirements to meet that of an accredited investor. Below is...

Duration:00:15:23

Series 7 Study Guide Lesson 5 Fixed Income Pt. 1

4/9/2018
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Series 7 Study Guide Lesson 5 This is Series 7 Study Guide Lesson 5 the first episode covering fixed income investments. They are different from equities. I've always told people that there are only two types of investments in this world. There's equity which is the owners and there's debt which are the loaners. The owners and the loaners - these are the only two types of investments. Wall Street comes out with all sorts of arcane strategies, but when it really comes down to it you're either...

Duration:00:29:14

Series 7 Study Guide Lesson 4 Special Securities

4/7/2018
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Series 7 Study Guide Lesson 4 In this Series 7 Study Guide Lesson 4 we’ll be talking about some different types of securities which are called special securities in financial listings. These include warrants, rights, which we’ve talked about a little bit in the common stock section and ADRs which stands for American depository receipts. First of all, warrants are basically rights to purchase stock at specific prices that are long-term in nature. They differ from rights which tend to be short...

Duration:00:19:35

Series 7 Study Guide Lesson 3 Preferred Stocks

4/6/2018
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Series 7 Study Guide Lesson 3 This is the Series 7 Study Guide Lesson 3, in this episode were going to talk about preferred stock. This is a little different than common stock because it has a par value that actually means something. So preferred stock has a preference over common stock. Now there are a lot of different types of preferred stocks out there. There's cumulative preferred, noncumulative preferred, convertible preferred and a few others but we’re not going to get into any more...

Duration:00:27:58

Series 7 Study Guide Lesson 2 Common Stocks

4/5/2018
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Series 7 Study Guide Lesson 2 This is series 7 study guide lesson 2 and this is the first episode where were going to really get into the meat and potatoes of the basics of the securities industry and securities. In this episode, we're going to be talking about common stock. First of all, if you look at company's balance sheet there's going to be an asset, a liability and an equity section. The common stock side of the equation is in the equity section. Common stock is the equity of a...

Duration:00:40:52

Series 7 Study Guide Lesson 1 Introduction

4/4/2018
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Series 7 Study Guide Lesson 1 This is the Series 7 Study Guide lesson 1 audio lessons for the FINRA Series 7 Exam, Third Edition. In this Series 7 Study Guide Lesson 1, we’re going to be talking about an overview of the Series 7 Examination, what it entails, what subjects you need to study, and just general information about the Series 7 Exam. This is basically the exam that you need to take in order to work in any area of sales in the securities industry. This is a general exam, and it’s...

Duration:00:16:02

Series 7 Study Guide Options Lesson 1 repost

3/23/2018
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This is a repost of the first lesson in the series of lessons on options. The full course is available at https://www.series7podcast.com

Duration:00:21:55

Insurance Exam Audio Lessons Review pt 1

11/17/2017
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Insurance Exam audio Lessons Review pt 1 This is Insurance Exam audio Lessons Review pt 1 of 4 review lessons in the full audio course. To prepare for the exam you should make sure that you listen to all of the Insurance Exam audio Lessons Review lessons This Insurance Exam audio Lessons Review lesson is the final lesson in the 5 part sample of the full 26 lesson course. I hope it has been useful for you in your studies. The insurance exam for life and health is an additional tests that...

Duration:00:23:48

Insurance Exam Audio Lessons sample lesson part 3

11/3/2017
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Insurance exam audio lessons sample lesson part 3 I now offer insurance exam audio lessons. This sample lesson is on Underwriting The insurance exam for life and health is an additional tests that you will need to pass either before or after you pass a series 7 examination in most cases. The insurance exam will be most likely the life/health examination this will allow you to present your clients with insurance offerings such as annuities and other insurance products. The insurance exam is...

Duration:00:31:59

Insurance Exam Audio Lessons sample lesson part 2

10/27/2017
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Insurance exam audio lessons sample lesson part 2 I now offer insurance exam audio lessons. This sample lesson is on Underwriting The insurance exam for life and health is an additional tests that you will need to pass either before or after you pass a series 7 examination in most cases. The insurance exam will be most likely the life/health examination this will allow you to present your clients with insurance offerings such as annuities and other insurance products. The insurance exam is...

Duration:00:32:26

Series 7 Study Guide Insurance Exam Lesson

7/12/2017
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Insurance Exam Audio Study Guide https://youtu.be/fyY38AtZTcI Insurance Exam Audio Study Guide Life Health Exam Total lesson listening time is 12 hours This course is designed to help insurance professionals prepare to take the Life Health Insurance Exam through Listening to audio lessons. The advantages of audio lessons are obvious it allows the busy person to study while it would otherwise be impossible to be reading a book or sitting at a desk. Suddenly you can study while commuting,...

Duration:00:44:31