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Series 7 Study Guide

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This series of podcast is designed to help in the preparation to take the Series 7 examination. It basic examination that is necessary to enter the US financial services industry. This audio series and the companion site www.series7podcast.com is designed for the training of financial professionals preparing for the series 7 examination. The podcast will contain short audio segments of key concepts necessary to pass the series 7 examination as well as written material which is to be studied. Both the audio portion and the written portion are designed to be used in conjunction for your preparation to take the series 7 examinations. Your success is assured, if you follow the step-by-step instructions contained in this website and are diligent in your study and have normal intelligence.

This series of podcast is designed to help in the preparation to take the Series 7 examination. It basic examination that is necessary to enter the US financial services industry. This audio series and the companion site www.series7podcast.com is designed for the training of financial professionals preparing for the series 7 examination. The podcast will contain short audio segments of key concepts necessary to pass the series 7 examination as well as written material which is to be studied. Both the audio portion and the written portion are designed to be used in conjunction for your preparation to take the series 7 examinations. Your success is assured, if you follow the step-by-step instructions contained in this website and are diligent in your study and have normal intelligence.
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Location:

United States

Description:

This series of podcast is designed to help in the preparation to take the Series 7 examination. It basic examination that is necessary to enter the US financial services industry. This audio series and the companion site www.series7podcast.com is designed for the training of financial professionals preparing for the series 7 examination. The podcast will contain short audio segments of key concepts necessary to pass the series 7 examination as well as written material which is to be studied. Both the audio portion and the written portion are designed to be used in conjunction for your preparation to take the series 7 examinations. Your success is assured, if you follow the step-by-step instructions contained in this website and are diligent in your study and have normal intelligence.

Language:

English


Episodes

Series 7 Exam Tutoring With Jim Moore

10/3/2019
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Series 7 Exam Tutoring For Series 7 Exam Tutoring I interview Jim Moore owns and operates the tutoring company Professional Exam Tutoring (www.professionalexamtutoring.com) based out of New York City. His primary focus is on tutoring FINRA exams such as the SIE Exam, Series 7 Top-Off Exam, Series 6, Series 63, Series 79, and Series 86. He also tutors CFA candidates, and an undergraduate finance, and corporate finance courses. In this conversation, we discuss the feedback Jim’s received from...

Duration:00:17:45

Series 7 Top-Off Exam Lesson 22 Fixed Income pt 2

9/5/2019
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Series 7 Top-Off Exam Lesson 22 Fixed Income pt 2 This is a sample of Series 7 Top-Off Exam Lesson 22 Fixed Income pt 2 The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you...

Duration:00:21:44

Series 7 Top-Off Exam Lesson 19 Preferred Stock

8/29/2019
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Series 7 Top-Off Exam Lesson 19 Preferred Stock This is a sample of Series 7 Top-Off Exam Lesson 19 Preferred Stock The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you...

Duration:00:20:44

Series 7 Top-Off Exam Lesson 18 Common Stocks

8/22/2019
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Series 7 Top-Off Exam Lesson 18 Common Stocks This is a sample of Series 7 Top-Off Exam Lesson 18 Common Stocks The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should...

Duration:00:21:44

Series 7 Top-Off Exam Lesson 17 Know your Customer

8/15/2019
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Series 7 Top-Off Exam Lesson 17 Know your Customer This is a sample of Series 7 Top-Off Exam Lesson 17 Know your Customer The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that...

Duration:00:21:44

Series 7 Top-Off Exam Lesson 15 SEP IRA, Defined Benefit Plans

8/8/2019
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Series 7 Top-Off Exam Lesson 15 SEP IRA, Defined Benefit Plans This is a sample of Series 7 Top-Off Exam Lesson 15 SEP IRA, Defined Benefit Plans The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for...

Duration:00:21:45

Series 7 Top-Off Exam Lesson 14 Keogh Plans

8/1/2019
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Series 7 Top-Off Exam Lesson 14 Keogh Plans This is a sample of Series 7 Top-Off Exam Lesson 14 Keogh Plans The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also...

Duration:00:21:44

Series 7 Top-Off Exam Lesson 13 IRA Accounts

7/25/2019
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Series 7 Top-Off Exam Lesson 13 IRA Accounts This is a sample of Series 7 Top-Off Exam Lesson 13 IRA Accounts The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should...

Duration:00:22:44

Series 7 Top-Off Exam Lesson 10 Underwritings

7/11/2019
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Series 7 Top -Off Exam Lesson 10 Underwritings: Sample This is a sample of Lesson 10 Underwritings The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing....

Duration:00:23:06

Series 7 Top -Off Exam Lesson 9 MSRB: Sample

7/4/2019
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Series 7 Top -Off Exam Lesson 9: Sample This is a sample of Lesson 9 MSRB Rules The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons...

Duration:00:22:39

Series 7 Study Guide Bela Musits Part 3 Starting a Venture Fund pt 2

6/27/2019
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Bela Musits' talks about Starting a Venture Fund pt 2 This is the second part of 3 episodes covering my interview with Bela Musits. I decided to break up the interview into smaller segments to correspond with the average commuting time. In this episode we continue to discuss Belas' experience in starting a venture Fund We talked about how he started his venture fund how it was run and how a venture fund is structured. I've enjoyed talking with Belo media since he's been on my other podcast...

Duration:00:30:38

Series 7 Top-Off Exam a Bad Annuity Sales Tale

6/25/2019
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Series 7 Top-Off Exam a Bad Annuity Sales Tale last month the client came to be and we discussed annuities. It turns out he been sold a bill of goods which was not what was represented by the salesperson in person or over the phone. When he got his actual annuity contract at different substantially from what he was promised. In this podcast I go over that experience and analyze the annuity contract he received. And what he did about it If you are going to be selling annuities please make...

Duration:00:20:13

Series 7 Podcast: Trailer

6/22/2019
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Series 7 Podcast: Trailer The Series 7 Podcast is a podcast for those who are preparing to take the FINRA Series 7 Exam and enter the Financial Services industry. In this podcast we share audio lessons to help you prepare for the Series 7 Exam as well as lessons and interviews with individuals to help the candidate round out their understanding of finance and business If you are interested in preparing for the Series 7 Exam or just learn about financial products this is the podcast for you...

Duration:00:00:51

Series 7 Study Guide Bela Musits Part 2 Starting a Venture Fund pt 1

6/20/2019
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Bela Musits talks about Starting a Venture Fund pt 1 This is the second part of 3 episodes covering my interview with Bela Musits. I decided to break up the interview into smaller segments to correspond with the average commuting time. In this episode we discuss his experience in starting a venture Fund. We talked about how he started his venture fund how it was run and how a venture fund is structured. I've enjoyed talking with Belo media since he's been on my other podcast (Sailing in the...

Duration:00:21:12

Interview with Bela Musits pt. 1

6/13/2019
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Bela Musits pt. 1 This is the first of several episodes covering my interview with Bela Musits. I decided to break up the interview into smaller segments to correspond with the average commuting time. I've enjoyed talking with Belo media since he's been on my other podcast (Sailing in the Mediterranean and Beyond) as a guest as well if you want to list that podcast which deals with sailing here is the link Bela is currently The Reh Professor in Entrepreneurship and Innovation Practice in The...

Duration:00:21:41

New Series 7 Top off Examination Sample Lesson 7 Section 1 MSRB Advertising, FINRA Rules

5/15/2019
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New Series 7 Top off Examination Lesson MSRB Advertising, FINRA Rules This New Series 7 Top off Examination Lesson is your sixth and final sample lesson of the 74 lesson full course. MSRB Advertising, FINRA Rules The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in...

Duration:00:24:31

New Series 7 Top off Examination Sample Lesson 6 Section 1 Securities Exchange Act of 1934

5/8/2019
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New Series 7 Top off Examination Lesson Securities Exchange Act of 1934 This Series 7 Top off Examination Lesson is your fifth sample lesson of the 74 lesson full course. Securities Exchange Act of 1934 This is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book...

Duration:00:46:38

New Series 7 Top off Examination Sample Lesson 5 Section 1 Securities Act of 1933

5/1/2019
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New Series 7 Top off Examination Lesson Securities Act of 1933 This Series 7 Top off Examination Lesson is your fourth sample lesson of the 74 lesson full course. Securities Act of 1933 Series 7 Top off Examination Lesson on Securities act of 1933 Is very important make sure you understand it! This is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and...

Duration:00:42:24

New Series 7 Top off Examination Lesson 4 Section 1 Option Communication and Disclosures

4/24/2019
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New Series 7 Top off Examination Lesson 4 Section 1 Option Communication and Disclosures This is your third sample lesson of the 74 lesson full course. This is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons...

Duration:00:30:46

New Series 7 Top off Examination Sample Lesson 3 Section 1 Rankings, Volatility Ratings CMO’s

4/17/2019
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New Series 7 Top off Examination Sample Lesson 3 Section 1 Rankings, Volatility Ratings CMO's This is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what...

Duration:00:37:49