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Mindy Diamond on Independence - For Financial Advisors Considering Change

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Episodes

Independent But Not Alone

6/14/2018
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Independence may sound "isolating" to many financial advisors exploring the space. In this episode, Mindy dispels that myth, exploring how independent advisors can find support, synergy and a community to share ideas. [podcast]

Duration:00:12:53

The Independent Advisor’s Legacy: Planning for the End Game

5/31/2018
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Perspective breakaways and independent business owners alike often ask us about the long-term, bigger picture potential for their firm. In this episode, Nathan Bachrach of Simply Money Advisors joins Mindy to discuss the answers so many independent business owners ponder. [podcast]

Duration:00:32:33

What It Really Takes to Build an RIA Firm

5/17/2018
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It’s no small task to build an RIA firm. There are some breakaway advisors willing to do the heavy lifting on their own, others do not have the capacity, time nor desire. In this podcast episode, Matt Sonnen of PFI Advisors gives a realistic view of resources and requirements, plus compares and contrasts the different paths you can take. [podcast] The post What It Really Takes to Build an RIA Firm appeared first on Diamond Consultants.

Duration:00:31:21

Breakaway Advisor Builds Her Own Firm, and Wealth Follows

5/10/2018
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Before independence was in vogue, Dorie Fain left the comfort and familiarity of a big-name firm – plus significant chips on the table – to build her own RIA. And she did it without leveraging a service provider. Here’s what she learned… [podcast] The post Breakaway Advisor Builds Her Own Firm, and Wealth Follows appeared first on Diamond Consultants.

Duration:00:34:48

Why do independent advisors grow faster than their wirehouse counterparts?

4/26/2018
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Employee advisors are often limited to organic growth alone. For those who want to meaningfully accelerate their growth and use multiple initiatives to do so, organic growth alone can feel limited. It’s these advisors often feel the greatest pull towards independence. In this podcast episode, Mindy will drill down on the specific things that really contribute to the turbo-charged growth of an independent firm. The post Why do independent advisors grow faster than their wirehouse...

Duration:00:13:06

A Multi-Generational Indy Breakaway Story

4/12/2018
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At a time when many other advisors would be focused on retirement, this senior advisor and his team took “the road less traveled” in order to better serve their clients and business. [podcast] The post A Multi-Generational Indy Breakaway Story appeared first on Diamond Consultants.

Duration:00:27:52

Quasi-Independence: The Sophisticated Independent Model that Offers the Best of All Worlds

3/29/2018
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Many advisors who explore full-on independence find that it’s just too much of a leap. For those folks, the quasi-independent space may be just the ticket. Learn more about quasi-independence in this podcast episode of Mindy Diamond on Independence. The post Quasi-Independence: The Sophisticated Independent Model that Offers the Best of All Worlds appeared first on Diamond Consultants.

Duration:00:12:00

Dollars and Sense: How a Move to Independence Really Adds Up

3/15/2018
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How do the economics of going independent compare to the value of taking a recruiting deal from a major firm? In this podcast episode, Mindy Diamond will help answer that question by walking through a real-world example of a traditional recruiting deal offered to a wirehouse advisor and what that same advisor could expect by going independent. The post Dollars and Sense: How a Move to Independence Really Adds Up appeared first on Diamond Consultants.

Duration:00:14:28

Taking a Leap of Faith to Build an Enduring Legacy in the Independent Space

3/1/2018
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How do advisors who move to independence overcome their concerns about making the leap? In this episode, Mindy interviews an advisor who left the safety of a traditional firm in 2009 for the greater freedom and flexibility offered by the Independent Broker Dealer model. Learn how he overcame the perceived obstacles of a move to independence, and what his biggest regret is now. The post Trust in Yourself – Taking a Leap of Faith to Build an Enduring Legacy appeared first on Diamond...

Duration:00:22:34

The Bigger Picture for Independent Advisors: How to Monetize Your Life’s Work in the Long-Term

2/15/2018
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While the freedom and flexibility of the independent space is attractive to many, it’s the long-term economic potential that’s the real draw for entrepreneurial-minded financial advisors. Special guest and industry expert Louis Diamond shares the top ways independent advisors monetize in the long-term. The post The Bigger Picture: How to Monetize Your Life’s Work in the Long-Term appeared first on Diamond Consultants.

Duration:00:29:36

What Non-Protocol Status Means for Those Considering Independence

2/6/2018
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How will the ability to go independent be impacted by an advisor's non-Protocol status? Sharron Ash, Chief Litigation Counsel at Hamburger Law Firm, joins Mindy Diamond on this special podcast episode that explores the answer to that question and many more surrounding the recent withdrawals from the Protocol and advisor movement. The post Special Episode: What Non-Protocol Status Means for Those Considering Independence appeared first on Diamond Consultants.

Duration:00:20:50

Show Me the Money: How Independent Advisors Monetize in the Short-Term

2/1/2018
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While many financial advisors dream about the freedom, flexibility and control of independence, they don’t make the move because of the perceived downside in the short-term economics. In this podcast, Mindy shares how there are now plenty of ways to monetize in the short-term. The post Show Me the Money: How Independent Advisors Monetize in the Short-Term appeared first on Diamond Consultants.

Duration:00:16:50

Fact vs. Fiction: The True Realities of Independence for Financial Advisors

1/31/2018
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As one of the relatively new models in the wealth management landscape, it’s often subject to headlines and hearsay. In this podcast episode, Mindy addresses some of the popular preconceived notions about independence, setting the record straight on common myths she hears from advisors. The post Fact vs. Fiction: The True Realities of Independence for Financial Advisors Copy appeared first on Diamond Consultants.

Duration:00:18:26

A View from the Top: An Interview with Breakaway Broker Matt Celenza

1/4/2018
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What drives a wirehouse advisor to make the leap to independence? And what happens once they get to the other side? Hear it first hand in this one-on-one interview with breakaway broker Matt Celenza. Join Mindy Diamond, host of this podcast on independence for financial advisors considering change. The post A View from the Top: An Interview with Breakaway Broker Matt Celenza appeared first on Diamond Consultants.

Duration:00:31:16

The RIA Space: Freedom and Flexibility Maximized

12/14/2017
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In this podcast, Mindy explores the RIA space, for advisors with their sights set on the highest level of freedom and flexibility, plus the maximum ability to build long-term enterprise value. The post The RIA Space: Freedom and Flexibility Maximized appeared first on Diamond Consultants.

Duration:00:21:43

Exploring the Independent Broker Dealer Model

11/30/2017
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The Independent Broker Dealer or IBD model offers a mix of freedom and support for advisors who want flexibility but also to retain some of the “scaffolding” they’re accustomed to. In previous episodes, Mindy talked about “how independent” you might want to be. The reality is that independence isn’t one-size-fits-all. So in choosing whether independence is right for you at all, you need to understand the various models and what each offers in terms of freedom and flexibility. Then you can...

Duration:00:22:34

How to Determine if You’ve Got the “Right Stuff” for Independence (Ep. 2)

11/14/2017
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After exploring the origins of independence in the first episode of this series on independence for financial advisors, in this episode Mindy Diamond walks advisors through a process to help them determine if the model is right for them. She’ll share a story of 2 advisors who, after asking themselves a series of questions, identified that independence was not right for them. The post How to Determine if You’ve Got the “Right Stuff” for Independence appeared first on Diamond Consultants.

Duration:00:20:18

Independence: How did we get here, and where are we going? (Ep. 1)

11/1/2017
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In the first episode of her podcast on independence, Mindy Diamond explores the origins of the space, the backstory of its explosive growth, and introduces key players behind the momentum. She discusses key trends to be aware of, why so many advisors find independence attractive, and defines the profile of a typical independent advisor. The post Independence: How did we get here, and where are we going? appeared first on Diamond Consultants.

Duration:00:15:06