
FCPA Compliance Report
Business & Economics Podcasts
The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.
Location:
United States
Description:
The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.
Language:
English
Episodes
The Importance of Outside Counsel in False Claims Act Investigations
10/27/2025
In this episode, Tom welcomes Arthur Gollwitzer from the law firm of Jackson Walker to discuss the merits of involving outside counsel in handling False Claims Act cases and the nuances of legal compliance. Arthur shares his experiences in avoiding and defending False Claims Act allegations, the significance of hiring specialized investigative counsel early, and the integrity and credibility required in investigative processes. He also offers insights on the implications of AI regulations in Texas, his time at the Southern District of New York as an Assistant US Attorney, and the honor of representing the United States in court. Key Highlights · Discussing False Claims Act · Importance of Independent Investigations · Credibility in Legal Investigations · AI and Legal Implications · Experience in the Southern District of New York Resources JacksonWalker Arthur Gollwitzer on LinkedIn Texas 89th Legislature: Key Artificial Intelligence Legislation Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:25:49
Self-Disclosure on Both Sides of the Atlantic
10/20/2025
Join Tom Fox as he welcomes Simon Airey and Caitlin Sheard, partners at McDermott, Will and Schulte and both experts in the fields of investigation and compliance from both sides of the Atlantic. They take a deep dive into issues around self-disclosure on both sides of the Atlantic. Simon Airey and Caitlin Sherd are leading experts in the field of investigations and compliance, each bringing a nuanced perspective to the complexities of self-reporting to the Department of Justice (DOJ) in the US and the Serious Fraud Office (SFO) in the UK. Simon, a distinguished barrister, underscores the incentives for companies to self-report but cautions that the process is fraught with complexities, particularly in the UK where court approval is required for deferred prosecution agreements. Caitlin highlights the potential benefits of self-disclosure, such as possible declinations, but notes the associated costs, including time, legal fees, and reputational risks. Both experts emphasize the necessity of strategic planning and legal counsel to navigate the intricacies of international compliance, particularly in light of increasing enforcement activity and evolving legal landscapes. Key Highlights · Incentives for Self-Disclosure in DOJ and SFO · Strategic Self-Disclosure Consideration for Legal Cases · Cross-Border Self-Disclosure Strategies for Companies · Global Challenges in Corporate Self-Disclosure Processes · Whistleblower Tips Driving Future FCPA Enforcement Resources McDermott, Will and Schulte Simon Airey Caitlin Shread Cross-Atlantic Impact: DOJ and SFO Self-Reporting and Enforcement Priorities Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:32:52
From the Courtroom to Compliance: FCPA Challenges and Strategies with James Koukios
10/13/2025
Join Tom Fox as he welcomes back MoFo partner James M. Koukios to discuss the themes and strategies observed in recent FCPA trials and the DOJ's prosecutorial approach. They explore the importance of making juries care about corruption cases, the themes of abuse of power and financial motive, and the significance of concealment in establishing guilt. The conversation also touches on the future of FCPA trials and the DOJ's commitment to prosecuting individuals involved in corporate misconduct. And of course Go Blue! Key Highlights · Making juries care about the impact of corruption is crucial. · Abuse of power is a central theme in corruption cases. · Concealment of actions indicates consciousness of guilt. · Compliance programs must emphasize transparency and documentation. · Jurors expect good governance and are sensitive to abuse of power. · Financial incentives in corporations should align with compliance. · Prosecuting individuals remains a priority for the DOJ. Resources Morrison Foerster James Koukios Expect DOJ To Repeat 4 Themes From 2024's FCPA Trials Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:32:24
Pat Poitevin on Transforming Corporate Compliance: Leveraging AI and Building Ethical Cultures
10/6/2025
Join Tom Fox as he welcomes Pat Poitevin, a compliance veteran with extensive experience in enforcement, consulting, and academia. Pat shares his professional journey, starting with his work at the Royal Canadian Mounted Police (RCMP), and discusses the importance of building strong ethics and compliance cultures in organizations. He emphasizes the role of AI in transforming compliance functions and making risk management more effective. Pat also touches on the future of compliance, talent acquisition, and the impact of technology on business ethics. The conversation provides valuable insights for compliance professionals seeking to enhance their programs and align them with business strategies for long-term growth. Key Highlights · Current Projects and Focus Areas · Building a Strong Ethics and Compliance Culture · Leveraging AI in Compliance · Compliance Strategies for Geopolitical and Technological Changes · Balancing Policies and Human Behavior · Future of Compliance and Technology Resources Pat Poitevin 🔸 LinkedIn: Pat Poitevin 🔸 Consulting Firm: Active Compliance and Ethics Group (ACEG) Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:27:23
Middle Managers Are the Key - Evie Wentink's Evolution in Compliance
9/29/2025
Join Tom Fox as he welcomes back Evie Wentink back to the FCPA Compliance Report. Evie shares her journey from a compliance professional to an innovator in the field, discussing her unique approach to compliance training and the role of middle managers. With nearly two decades of experience, Evie has transformed her career by leveraging social media and creating engaging content to inspire compliance professionals worldwide. Discover how Evie's innovative strategies are reshaping the compliance landscape and learn about her new venture, Ethical Edge Experts LLC. Key Takeaways - 🌍 Embrace change and see the world beyond your keyboard. - 💡 Innovation in compliance through social media and engaging content. - 🏢 The critical role of middle managers in compliance programs. - 📚 The importance of continuous learning and professional growth. - 🎯 Selling compliance by making it personal and relatable. Key Highlights · Embracing Change and Innovation · Training and the Role of Middle Managers · Bridging the Gap in Compliance Perspectives · Utilizing Social Media for Compliance Engagement · The Importance of Being Coachable · Ethical Edge Experts LLC Resources Evie Wentink 🔸 LinkedIn: Evie Wentink 🔸 Consulting Firm: Ethical Edge Experts Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:30:45
Whistleblowing in 2025-Insights from Mary Inman
9/22/2025
Join Tom Fox as he welcomes back Mary Inman, a leading expert in whistleblower law and compliance, to discuss the dynamic landscape of whistleblowing in 2025. Mary shares her insights on the rise of whistleblowing, the impact of AI, and the evolving legal protections for whistleblowers. Key Takeaways - 🚨 Whistleblowing is on the rise due to changes in administration and rapid technological advancements. - 🌐 International cooperation is crucial, with new SEC initiatives focusing on cross-border enforcement. - 🏛️ The antitrust whistleblower program is a significant development, offering new opportunities for insiders. - 💼 Competitors are increasingly acting as whistleblowers, especially in trade fraud cases. - 🧠 Mental health support for whistleblowers is gaining attention, with resources becoming more available. Key Highlights · The Current State of Whistleblowing · Antitrust Whistleblower Program · International Cooperation and SEC Initiatives · Trade Fraud and Whistleblower Roles · Whistleblower Mental Health and Compliance Lessons · Evolving Legal Protections for Whistleblowers · Connecting with Whistleblower Resources Resources Mary Inman 🔸 LinkedIn: Mary Inman 🔸 Email: Mary Inman 🔸 Law Firm: Whistleblower Partners Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:32:33
Suhail Motwani on Balancing Oversight and Autonomy in a Best Practices Compliance Program
9/15/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode join Tom as he interviews Suhail Motwani from FTI Consulting on the FCPA Compliance Report. Suhail, a senior director in risk advisory and investigations, shares insights from his article 'Navigating the Compliance Paradox'. They discuss the challenges of balancing global oversight with local adaptation in compliance frameworks, emphasizing the importance of a hybrid model for multinational corporations. Key Takeaways - 🌍 Understanding the compliance paradox: global vs. local - 🏢 Importance of hybrid compliance structures for MNCs - 📊 Key considerations in compliance frameworks - 🗣️ The role of communication and training in compliance - 🤝 Building trust and relationships in compliance teams Key Highlights · Navigating the Compliance Paradox · Centralized vs. Decentralized Compliance · The Hybrid Compliance Model · Concluding Thoughts on Relationship Dynamics Resources Suhail Motwani on LinkedIn Suhail Motwani At FTI The Compliance Paradox Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:28:50
Exploring Compliance, in the US and Nigeria with Adeyinka Adejugbe
9/8/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode join Tom as he interviews Adeyinka Adejugbe, a seasoned business lawyer and compliance expert, about his professional journey and insights into compliance frameworks across different industries and countries. Adeyinka is a business lawyer, HR specialist, and certified chief compliance officer with an MBA. He has extensive experience across various industries and is passionate about creating systems of fairness and accountability. Adeyinke shares his experiences and the importance of tailoring compliance strategies to specific sectors, as well as the role of leadership in fostering a culture of ethical conduct and psychological safety. Key Takeaways from the discussion: - 🌍 The importance of aligning compliance strategies with industry-specific needs. - 📚 Insights into the differences and similarities between Nigerian and US compliance frameworks. - 🚀 The role of AI and technology in the future of compliance. - 🛡️ The significance of whistleblower protection in fostering a safe work environment. - 🤝 How US and Nigerian compliance programs can learn from each other. Key Highlights · Career Milestones and Compliance Insights · Comparative Compliance Frameworks: Nigeria vs. USA · Whistleblowing and Leadership in Compliance · Future of Compliance and Final Thoughts Resources Adeyinka Adejugbe on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:23:03
Special Edition on Is the US Going Socialist
9/5/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode we have a discussion of President Trump’s taking stock or other interests in US business and its implications for compliance. In this episode, the panel explores the evolving landscape of government involvement in major U.S. corporations and the resulting compliance and anti-corruption risks. With recent actions by the Trump administration to acquire stakes or exert control over companies like US Steel and Intel, the discussion centers on the implications for FCPA enforcement, the definition of “instrumentality,” and the challenges facing compliance professionals as the boundaries between public and private sectors blur. The episode also examines international perspectives, potential conflicts of interest, and the impact on global business relationships. Key Highlights Introduction: Are We Becoming Socialist? Golden Share and Control Mechanisms Anti-Corruption Risks and FCPA Instrumentality International Law and Foreign Supplier Risks Conflicts of Interest and Board Representation International Perspectives: UK and EU Compliance Politically Exposed Persons and Due Diligence Closing Thoughts: Navigating Uncharted TerritoryResources Matt Kelly in Radical Compliance Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:20:19
Vince Walden on Leveraging AI and Machine Learning for the Failure to Prevent Fraud Offense
8/25/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode I welcome back Vince Walden, CEO of KonaAI, a Covasant company. In this podcast we take a deep dive into the UK’s Failure to Prevent Fraud offense particularly in the context of vendor interactions and employee-third party relations. Walden advocates for the implementation of robust compliance and fraud risk management programs, leveraging AI and machine learning to detect high-risk transactions and enhance business efficiency. He also highlights the global relevance of regulations like the UK Economic Crime and Transparency Act, stressing the necessity of robust fraud prevention measures to ensure compliance in a rapidly evolving legal landscape. Key Highlights · Addressing Various Fraud Offenses Under ECTA · Effective Fraud Prevention Procedures for Compliance Programs · Enhancing Fraud Risk Analysis in Financial Processes · Enhancing Fraud Detection Through Risk Assessment Resources Vince Walden on LinkedIn Kona AI, a Covasant company Click here for KonaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK's New Fraud Legislation Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:37:54
Accountability in Times of Crisis: A Conversation with Tom Fox and Sam Silverstein
8/18/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode I welcome back Sam Silverstein in an conversation on the role of accountability in managing business disruptions and natural disasters. Drawing from personal experiences and professional insights, they delve into the strategic framework necessary for businesses to navigate crises and rebuild stronger. Topics covered include pre-crisis preparedness, crisis response, stabilization phases, and recovery and growth, emphasizing the importance of a culture of accountability. Through practical steps and real-world examples, they explore how leaders can empower their teams, build trust with external stakeholders, and foster resilience within their organizations. Key Highlights · The Role of Accountability in Crisis Management · Phases of Crisis Management · Pre-Crisis Preparedness · Crisis Response and Accountability · Stabilization and Recovery · The Importance of Truth in Leadership Resources Connect with Sam Silverstein LinkedIn Website The Accountability Institute The Culture Audit Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:56:26
August 18, 2025 the All Corruption Edition
8/18/2025
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · Roots of South African corruption. (Sapiens) · New Orleans Mayor and lover charged with corruption. (NYT) · Senegal President exempts himself from ABC laws. (Africa News) · Ethnic leaders in China fall under corruption scrutiny. (South China Morning Post) You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here. Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:06:15
Integrating ESG in Global Outsourcing: Insights from Inge Zwick
8/11/2025
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Inge Zwick, ESG lead at Emapta Global, to discuss how the global outsourcing company integrates environmental, social, and governance (ESG) practices into its operations. Inge explains Emapta Global’s presence, compliance strategies, and the importance of ESG in improving business efficiency. The conversation delves into the regional differences in ESG priorities and provides insights into how Emapta meets diverse client expectations across the globe. Inge also shares her passion for ESG, strategies for embedding ESG in corporate culture, and the benefits of ESG as a business differentiator. The episode concludes with practical takeaways for integrating ESG authentically into outsourcing models. Key highlights: Inge’s Journey into ESG Leadership Understanding ESG Frameworks Regional Differences in ESG Practices Implementing ESG Across Global Markets ESG as a Business Differentiator Embedding ESG into Corporate Culture Resources: Connect with Inge Zwick LinkedIn Connect with Emapta Global Website LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in compliance programs, Tom Fox’s new book is Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:37:54
Navigating Corporate Scandals: Insights on Governance, Compliance, and Recovery with Steve Vincze
8/4/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode I welcome back Steve Vincze back to discuss the recent corporate scandal involving executives from Astronomer. We take a deep dive into governance, compliance, and internal controls, drawing parallels with historical cases like Boeing's 2003 CEO scandal. Vincze shares five critical success factors and three essential elements for establishing an effective ethics and compliance program, emphasizing the importance of transparency, strong leadership, and re-establishing trust. He also discusses how military leadership and open communication can help rebuild a company's culture post-scandal. The episode closes with practical advice for companies facing similar challenges and how they can recover and thrive. Key Highlights · The Viral Incident and Its Implications · Corporate Recovery Strategies · Five Critical Success Factors · Establishing Trust and Credibility · Military Insights on Leadership · Addressing Scandals and Rebranding Resources Steve Vincze on LinkedIn Trestle Compliance Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:37:54
10 Core Principles for Effective Internal Investigations with Michelle Peirce
7/28/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this episode I welcome Michelle Pierce from Hinckley Allen, where she co-chairs the White Collar and Government Enforcement Group. We take a deep dive into Michelle's article on the article 10 Core Principles Common to Internal Investigations. We discuss topics such as the importance of understanding the investigation's purpose, maintaining privilege, the role of an engagement letter, deciding between written reports versus verbal summaries, and the significance of billing and internal communications. Michelle also shares her insights from her professional background, including her experience as a special assistant district attorney, and touches on current pressures on compliance tied to self-disclosure to the DOJ. The conversation provides a comprehensive guide for organizations on how to conduct successful internal investigations. Key Highlights Role and Challenges in Internal Investigations Core Principles of Internal Investigations Importance of Privilege and Engagement Letters Written vs. Verbal Reports Order and Structure of Investigations Professionalism and Billing in Investigations Resources Michelle Peirce on LinkedIn Michelle Peirce at Hinckley Allen 10 Core Principles Common to Internal Investigations Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:38:05
The Impact of Secondary Tariffs on Global Trade with Mike Huneke and Brent Carlson
7/21/2025
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Mike Huneke and Brent Carlson, who help me navigate the implications of secondary tariffs, focusing on recent developments following the President's announcement. They explore why secondary tariffs could be considered the 'nuclear bomb' of trade sanctions, examining their potential impacts on various countries, particularly those doing business with Russia, such as China and India, as well as the broader geopolitical shifts affecting global trade patterns. The conversation emphasizes the need for multinational companies to reassess their supply chains and compliance strategies to mitigate potential risks associated with these tariffs. The episode underscores the importance of companies adapting to a rapidly evolving geopolitical landscape to ensure compliance and maintain their business operations. Key highlights include: Understanding Secondary Tariffs Implications of Secondary Tariffs on Global Trade Corporate Response to Secondary Tariffs Geopolitical Realities and Trade Compliance False Claims Act and Enforcement Risks Resources: Brent Carlson on LinkedIn Mike Huneke on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see Tom Fox's new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:24:29
Ethical Challenges in AI, Data Protection, and Sports with Andre Paris
7/14/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. Today, I welcome back Andre Paris for an insightful discussion on various ethical challenges in today's world. Andre revisits his role in compliance and ethics and provides updates on his work since the pandemic. The conversation delves into the issues of algorithmic bias, transparency, and the ethical ramifications of AI systems, particularly in surveillance and privacy. Andre also shares his experience as a PhD candidate researching AI's impact on civil liberties. The episode further explores the ethical challenges in the sports industry, including corruption, doping, and harassment. Lastly, Andre talks about his book 'Ethics and Transparency, A Path to Compliance' and its practical applications in fostering an ethical corporate culture. Key Highlights Include · Andre's Role in Compliance and Ethics · Ethics and Transparency: Andre's Book · The Rise of AI and Ethical Challenges · AI in Business and Research Applications · Data Protection as a Civil Liberty · Ethical Challenges in Sports Resources Andre Paris on LinkedIn Ethics and Transparency, A Path to Compliance Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:30:13
Stay the Course: Ellen Lafferty on Navigating Anti-Corruption Compliance in 2025
7/7/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. Today, I welcome Ellen Lafferty, a well-known figure in the compliance community with a distinguished career in both financial and educational institutions. Ellen discusses her new book 'Anti-Bribery, Corruption Law and Compliance in a Nutshell,' detailing what inspired her to write it and how it can serve as a comprehensive reference for both legal and compliance professionals. We explore Ellen's transition from litigator to in-house compliance officer, emphasizing the importance of understanding the ultimate audience in legal advice. They also discuss the implications of recent changes in FCPA enforcement priorities by the U.S. government as of 2025, and how compliance professionals should adapt. Ellen outlines the importance of maintaining rigorous compliance programs and offers practical advice for conducting self-assessments and gap analyses to ensure robust anti-bribery and corruption measures. Key Highlights Include · Ellen Lafferty's Career and Book Inspiration · Transition from Litigator to Compliance Officer · Scope and Audience of the Book · Current Compliance Landscape in 2025 · Advice for Compliance Professionals Resources Ellen Lafferty on LinkedIn Anti-Bribery and Corruption Law and Compliance in a Nutshell Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:29:08
Fraud Risk Management: Insights and Experiences with Peter Schablik
6/23/2025
Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. Today, I welcome Peter Schablik, a seasoned professional in risk consulting and fraud detection. Peter shares his extensive background, including his transitions from consulting to audit and his experiences across various industries. The discussion delves into the importance of fraud detection, investigative thinking, and strategic fraud mitigation. Key topics include the role of management in fraud prevention, common misconceptions about fraud controls, technological and management overrides, and industry-specific fraud patterns. Peter also highlights the need for basic controls like segregation of duties, the importance of a tone at the top, effective use of hotlines, and third-party risk assessments. Peter emphasizes the value of instinctual and behavioral analysis in fraud investigations and provides actionable advice for strengthening an organization's fraud prevention program. Key Highlights Include · The Importance of Fraud Detection and Mitigation · Common Misconceptions About Fraud · Patterns of Fraud Across Industries · Segregation of Duties and Basic Controls · Investigative Strategies and Behavioral Cues · Strengthening Fraud Prevention Programs Resources Peter Schablik on LinkedIn Want to Catch a Fraudster, Think Like a Cop Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:25:13
#Risk New York Speaker Series- Inside Behavioral Insights: Tom Harden
6/20/2025
Join myself and hundreds of other GRC professionals in the city that never sleeps, New York City on July 9 & 10 for one of the top conferences around #Risk New York. current US landscape – shaped by evolving policies, rapid AI advancements, and shifting global dynamics – demands adaptive strategies and cross-functional collaboration. At #RISK New York you will master the New Regulatory Reality by Getting ahead of US regulatory shifts and their impact. Conquer AI & Tech Risk by Safeguarding your organization in an AI-driven world and understand the implications of major tech investments. Navigate Financial & Crypto Volatility by Protecting assets and explore solutions in a dynamic market. Strengthen Your GRC Framework by Leverage governance, risk, and compliance for strategic advantage. Protect Digital Trust by Addressing challenges in cybersecurity, data privacy, and combating misinformation. All while meeting In this episode, Tom Fox is joined by Tom Harden, a former hedge fund analyst known as Tipper X, who shares his unique journey from insider trading informant to a global speaker on compliance and risk. Harden previews his upcoming panel on applying behavioral science to design effective GRC programs at the #RiskNYC conference. He discusses topics such as cognitive biases, social norms, and rationalizations in decision-making, and emphasizes the enduring nature of human behavior despite advances in technology. The episode highlights Harden's goal of fostering deeper connections between psychology, technology, and regulation to build more proactive and resilient risk cultures. Resources #Risk Conference Series #RiskNYC-Tickets and Information Tom Hardin on LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
Duration:00:06:45