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Jennifer Michael on the Latest Advisory Opinions and Directions from the Office of Counsel to the Inspector General at HHS [Podcast]

By Adam Turteltaub At the 2018 Compliance Institute in Las Vegas, Jennifer Michael was good enough to sit down for a podcast. Jennifer is the Chief, Industry Guidance Branch, Office of Counsel to the Inspector General at the Department of Health and Human Services. In this brief but fact-filled session she provides an overview […]


Sally March on Organizational Ethics [Podcast]

By Adam Turteltaub Not getting indicted is a very low bar to set and one that few, if any organizations, aspire to. The vast majority want a company that operates lawfully and with an ethical culture. But how do you get there? Sally March addresses the topic both in this podcast and when she […]


Shawn Degroot on Communicating with Regulators [Podcast]

By Adam Turteltaub Shawn DeGroot is not a big fan of waiting for the regulators to knock. Instead, she advises compliance officers to reach out to regulators proactively, even before anything goes wrong. By establishing a relationship with the regulator, she explains, you can build trust and have a resource when you need one. […]


Tony Joy on Starting a Compliance Program [Podcast]

By Adam Turteltaub Most companies don’t start out with a full-time compliance team. Heck, most probably don’t even start with a part-time team. But as an organization grows, eventually it is time to take the plunge. Tony Joy from Empower Audit Training & Consulting has worked with several companies who have made the transition […]


HHS Inspector General Dan Levinson Shares the OIG’s Latest Perspectives [Podcast]

By Adam Turteltaub On April 16, 2018 Daniel R. Levinson, the Inspector General at the Department of Health and Human Services once again returned to the stage for the HCCA Compliance Institute. As he has done so many times and so well, he provided the Institute attendees the latest in thinking from the Office […]


Ruth Steinholtz on Ethical Business Practice and Regulation [Podcast]

By Adam Turteltaub There is a lot written and discussed about ethical business practices. Not so much, though, if anything, on ethical business regulation. Ruth Steinholtz of AreteWork wants to change that. A former general counsel with a passion for ethics, she works with numerous companies on making their values real. She is also […]


David Barr on Live Compliance Training [Podcast]

By Adam Turteltaub For years most of the focus on compliance training has been focused on web-based programs. While there is much discussion about issues like the use of comedy in that training, or whether it should be a full hour or just a few minutes, there is relatively little talk about when is […]


Carrie Penman on Hotline & Incident Benchmarking [Podcast]

By Adam Turteltaub NAVEX Global recently released its 2018 Ethics & Compliance Hotline and Incident Management Benchmark Report, which leverages their database of helpline/hotline calls and other incident data. In 2017 the company logged approximately 900,000 reports, which it used for this analysis. Compliance veteran Carrie Penman, who serves as the company’s Chief Compliance […]


Tom Topolski and Eric Feldman on Making the Relationship with a Corporate Monitorship Work [Podcast]

By Adam Turteltaub Your organization has just reached a settlement with the government, and you have a corporate monitor. Making that relationship work is essential not just for meeting the terms of a Deferred Prosecution Agreement. It’s also essential for coming out of the monitorship with a much stronger compliance and ethics program. Eric […]


Shahzad Khan on Creating a Code of Conduct App [Podcast]

By Adam Turteltaub By any measure, Abu Dhabi-based Mubadala is a large company. It operates in 30 different jurisdictions, has tens of thousands of employees and has over half a trillion dollars in assets. This posed a substantial challenge for the compliance team. Printing and distributing codes of conducts in multiple languages was not […]


Kent Swagler on Compliance in Public-Private Partnerships [Podcast]

By Adam Turteltaub Public-private partnerships are formed jointly by government entities and the private sector. Like joint ventures they have two organizational owners. Also like joint ventures they share a risk: each side thinks the other is in charge of compliance, while neither side actually is. Kent Swagler is there to makes sure that […]


Jim Shields on Humor in Compliance Training [Podcast]

By Adam Turteltaub Over the last seventeen-plus years that I have worked in compliance, the dialogue about training has morphed in many ways. There was the debate over whether you could make compliance training mandatory. There was discussion about whether you could do something shorter than the typical 40 minutes to an hour course. […]


Tom Zeno on Data Mining and Compliance [Podcast]

By Adam Turteltaub The term “data mining” is coming up a lot in the news and conversations today. Perhaps surprisingly to some, it’s very relevant for compliance. Tom Zeno is no stranger to the topic. He spent 25 years in the US Attorney’s Office in Washington, DC and is currently with the law firm […]


Chris Bohjalian on Good and Bad People in Fiction and What We Can Learn From Them [Podcast]

By Adam Turteltaub Editor’s Note: Chris Bohjalian’s latest novel The Flight Attendant just made the NY Times Bestseller List. We are sharing his October 2017 podcast with us again in case you missed it. We hope you enjoy his perspective on ethics in fiction and in real life. One of the stranger things in […]


Hossam El Shaffei on Compliance in the Middle East [Podcast]

By Adam Turteltaub Hossam El Shaffei from RSM Consulting is an expert on doing business in the Middle East. An Egyptian by birth, he has worked throughout the region and currently calls Jordan his home (not Lebanon as I mistakenly said on the podcast). We met in Abu Dhabi at the ACFE regional conference […]


Frank Brown on the Changing Global Compliance Environment [Podcast]

By Adam Turteltaub The world is often a difficult place in which to do business. Many countries lack the rule of law, are corrupt, and make it hard for a company to do business and to do so lawfully and ethically. The Center for International Private Enterprise (CIPE) is trying to make a difference. […]


Robert Bond on the European General Data Protection Regulation [Podcast]

By Adam Turteltaub The EU’s new General Data Protection Regulation (GDPR) is due to come into effect on May 25, 2018, and it is a game changer for companies in Europe and around the world. Robert Bond, a member of the board of the Society of Corporate Compliance and Ethics and Health Care Compliance […]


Leigh Faugust on Root Cause Analysis [Podcast]

By Adam Turteltaub “Root cause analysis” is an oft-used phrase in compliance, but what is it in practice? In this podcast, Leigh Faugust, Counsel at the North American Electric Reliability Corporation (NERC) brings insight into what root cause analysis is and how to do it properly. She explains that Root cause analysis looks at […]


Jeff Williams on Transition from Accounting and Audit to Compliance [Podcast]

By Adam Turteltaub Jeff Williams works now as a compliance director, but before that, he had been working in accounting with experience in external audit. He was no stranger to the world of compliance, but, as he notes, there’s a huge difference once you move into the role. In this podcast he shares his […]


Pyter Stradioto on the Changing Compliance Environment in Brazil [Podcast]

By Adam Turteltaub Looking at the corruption prosecutions in Brazil, it may easy to be discouraged about the chances of operating a business compliantly there. But, that would be a mistake. Pyter Stradioto, Latin America Legal, Compliance and Government Relations Director for Samsung sees this as an asset. According to Pyter, prosecutions in Brazil have […]


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