VinciWorks
Podcasts
This podcast features the latest interview in the areas of compliance, risk management and e-learning. Topics include ESG, AML, GDPR, harassment, FCPA, anti-bribery and more. Founded in 2004, VinciWorks is a leading provider of online compliance training and risk management software. With over 200,000 users across 70 countries, VinciWorks has established itself as the definitive authority in online compliance. VinciWorks offers a range of compliance and regulatory training courses on topics such as the General Data Protection Regulation, the Fourth Anti-Money Laundering Directive, the Criminal Finances Act, the Modern Slavery Act, the Bribery Act, cyber security, the Equality Act and more. All of VinciWorks’ courses are customisable and can be tailored to suit the industry and specific policies of each client. In addition to training courses, VinciWorks offers compliance software solutions including its Learning Management System to track online learning, Omnitrack to track and manage online registers, Policy Tracker, a Risk Management System and more. VinciWorks has also published several policy templates and compliance guides to help organisations comply with the latest laws and regulations.
Location:
United Kingdom
Genres:
Podcasts
Description:
This podcast features the latest interview in the areas of compliance, risk management and e-learning. Topics include ESG, AML, GDPR, harassment, FCPA, anti-bribery and more. Founded in 2004, VinciWorks is a leading provider of online compliance training and risk management software. With over 200,000 users across 70 countries, VinciWorks has established itself as the definitive authority in online compliance. VinciWorks offers a range of compliance and regulatory training courses on topics such as the General Data Protection Regulation, the Fourth Anti-Money Laundering Directive, the Criminal Finances Act, the Modern Slavery Act, the Bribery Act, cyber security, the Equality Act and more. All of VinciWorks’ courses are customisable and can be tailored to suit the industry and specific policies of each client. In addition to training courses, VinciWorks offers compliance software solutions including its Learning Management System to track online learning, Omnitrack to track and manage online registers, Policy Tracker, a Risk Management System and more. VinciWorks has also published several policy templates and compliance guides to help organisations comply with the latest laws and regulations.
Twitter:
@vinciworks
Language:
English
Episodes
AML Compliance - Are Paper-Based ID Checks Dead?
3/23/2023
Many firms are still carrying out paper-based identification and verification of clients during the onboarding process. But is this the most efficient method?
In this episode, we are joined by Thirdfort’s AML Services Manager Harriet Holmes, Compliance Office’s Managing Director Andy Donovan and VinciWorks’ Director of Product (Omnitrack) Ruth Mittelmann Cohen to explore the extent to which paper-based ID checks are still the best way to carry out CDD.
Duration:01:00:17
The Money Laundering Files: Credit Suisse Found Guilty
3/20/2023
In this episode, Nick Henderson and Naomi Grossman examine a compliance case that rocked the world of Credit Suisse, the venerated global investment bank and a crown jewel of Switzerland. It seems that Credit Suisse has been lurching from one scandal to the next, much of it due to their lack of serious anti-money laundering efforts. But this case is really significant because it’s the first time a Swiss bank was subject to this kind of criminal prosecution.
Duration:00:26:34
Compliance 101 special: Understanding the failure to prevent fraud offence
2/27/2023
Under UK law, a corporation can face criminal prosecution if it fails to prevent certain actions from being undertaken by its employees or contractors.
The UK government have recently announced they are pushing ahead with a game-changing new regulation to expand the ‘failure to prevent’ family of offences to fraud. In this episode, Director of Learning and Content Nick Henderson-Mayo and Directory of Best Practice Gary Yantin get into detail about the proposed new law, and what it might...
Duration:00:27:14
UK Mandatory Disclosure Rules (MDR) - In conversation with HMRC
2/20/2023
In November 2022 HMRC released the summary of responses from their consultation on the UK’s Mandatory Disclosure Rules (MDR).
The consultation clarified that:
1. The historic lookback period will go back to 25th June 2018 (and not 29th October 2014 as originally stated).
2. Reporting will be via XML only.
With UK MDR expected to come into force in the first half of 2023, we were joined by John Sandeman, HMRC's policy official for Mandatory Disclosure Rules, who will help our...
Duration:00:52:33
Health, safety and the supply chain in a changing world
1/26/2023
In a rapidly changing economy, companies are ever more reliant on a well-functioning supply chain to get things done. From outsourcing payroll to launching a new product, supply chain management has never been more crucial. Examining the risks posed by new suppliers is equally vital. A worrying incident can have a knock-on effect on your business, from reputational risk to fines or criminal action.
In this episode, VinciWorks, in collaboration with our partners DeltaNet, examine the risks...
Duration:01:00:09
SRA Compliance Update: Hot topics and what to watch out for in 2023
12/13/2022
As the year comes to a close, leading SRA consultancy service, Compliance Office, look at the latest SRA compliance developments and hot topics for law firms. Founder Andy Donovan speaks to leading regulatory solicitors Julie Norris and Iain Miller at Kingsley Napley and Ruth Mittlemann Cohen, an AML product specialist at VinciWorks.
They look at:
Speak to Compliance Office today: https://complianceoffice.co.uk/contact/
Duration:01:15:14
Anti-money laundering - Understanding independent audits
12/5/2022
All UK law firms are required to establish an independent audit function to examine, evaluate and make recommendations regarding the adequacy and effectiveness of their practice’s anti-money laundering and counter-terrorist financing policies, controls, and procedures. This can be carried out via an internal or an external auditor.
In this episode, we speak to the Director and Founder of SRA consultancy firm Compliance Office, Andy Donovan, to explore what an independent AML audit involves,...
Duration:00:30:47
Managing the risks of doing business with third parties
11/27/2022
Getting third-party risk management right is critical for businesses. In this episode, CoreStream's SVP of business development, Paul Cadwallader, explores how businesses can ensure effective procedures for extended enterprise management. We’ll dive into how to identify and mitigate risks through effective and efficient processes and what to consider when implementing risk-based third-party due diligence.
Further resources:
- Third party risk management software: ...
Duration:01:01:44
Tackling modern slavery - Making a difference beyond tick-box compliance
10/26/2022
Since the UK Modern Slavery Act came into force, it is estimated that the number of people trapped in forced labour or forced marriages has actually increased, with the number now believed to have reached over 50 million. A mixture of armed conflict, climate change and the global pandemic has made modern slavery a growing challenge, despite an increase in regulations in many countries.
With the UK and other countries set to strengthen their regulations, we look at whether businesses are...
Duration:00:59:45
ESG - Your questions answered
9/14/2022
ESG - Environmental, Social and Governance - helps businesses measure their impact on the world. It goes broader than profit and loss and is more detailed than corporate social responsibility.
Over the past year, we have fielded hundreds of questions on ESG. From how to get started to understanding how to choose the right ESG framework for you, businesses at all stages in their ESG journey have unanswered questions.
In this episode, Director of Learning and Content Nick Henderson and...
Duration:01:01:13
What’s the latest in AML compliance and what does the legal sector affinity group guidance say about it?
9/11/2022
In July 2021, HM Treasury launched a new AML consultation entitled ‘Amendments to the Money Laundering Terrorist Financing and Transfer of Funds Regulations 2017 (MLRs)’. The planned updates, most of which are coming into force on 1 September, are required to ensure that the UK continues to meet international AML standards, whilst also clarifying how the UK’s anti-money laundering and counter-terrorist financing (AML/CTF) regime works. UK law firms continue to be at the forefront of the...
Duration:01:01:58
AML - Maintaining compliance in uncertain times
6/29/2022
Keeping money launderers out of legal services has long been a priority of the SRA. In 2021, the SRA visited an average of 7 law firms a month to check on their money laundering systems. The majority were told to make changes to the way they work. Further, in its latest threat assessment, the National Crime Agency (NCA) estimated that at least 70,000 people are engaged in serious organised crime in the UK, with upwards of £12bn in criminal cash generated annually.
In this episode,...
Duration:00:59:17
Getting to grips with global sanctions
6/15/2022
Since Russia launched its invasion on Ukraine at the end of February, the west has imposed significant sanctions on Russia, Belarus, and Vladimir Putin’s oligarchs who fund his war.
The rapidly evolving nature of the situation has made sanctions compliance an increasing challenge for businesses, but also one that is vital to understand and has prompted many organisations to review their compliance processes.
In this episode, our Director of Best Practice Gary Yantin and Director of...
Duration:00:52:04
Compliance 101 Ep10: The mental health and wellbeing scoring experiment
6/12/2022
The team at VinciWorks took part in a mental health and wellbeing experiment inspired by mental health advocate Rob Stephenson. In this experiment, we invited people to share their daily mental health score in their Slack status and then invited half of those people to post a mental health update, if they wanted, in a special closed Slack channel. We wanted to see if sharing a score makes a difference and whether sharing the reason for the score also has an impact. In this episode, our...
Duration:00:39:41
Compliance 101 Ep9: Mental Health at Work - Wellbeing in the ‘post’-Covid World
6/5/2022
After two years of social and financial pressures, and with the pandemic still prevalent in our everyday lives, not everyone is comfortable with returning to the workplace in person. Are your employees struggling with returning to the office? Are they anxious and uncomfortable? How are they doing mentally now that lockdown is over, and what impact has virtual or hybrid working had on their mental health and wellbeing?
In this episode, we hear from a host of experts, including Teresa...
Duration:00:44:23
Compliance 101 Ep8: Mental health in professional services
5/29/2022
In this episode, we focus on mental health in professional services firms. While we're taking law firms as a broad example of professional services, these lessons and ideas really extend to wider professional services firms. VinciWorks' Director of Best Practice Gary Yantin supports law firms in getting compliance right, and he has been speaking with two experts in this field. Ben Morris, Head of Employee Relations DAC Beachcroft and Kate Dodd, Diversity and Inclusion Consultant for Pinsent...
Duration:00:40:48
GDPR - Four years on
5/26/2022
Happy fourth birthday GDPR! Since GDPR came into force four years ago, fines have reached a total of over €1.6 billion, with the majority of fines having been levied in the past 12 months. Also during that time, the UK left the EU, data protection regulation reforms were announced in the UK and the ICO appointed a new commissioner.
On the fourth anniversary of GDPR coming into force, we looked at the last four years of GDPR, the effect the regulation has had on the way we collect and...
Duration:01:02:43
Compliance 101 Ep 7: Mental health and compliance
5/22/2022
Welcome to our new mini-series which is going to focus on mental health and wellbeing, particularly as we transition away from an era of covid restrictions and enter into a new world of hybrid working.
In this episode, Director of Learning and Content Nick Henderson goes through the basics of mental health and wellbeing from a compliance perspective. We’ll look at how leaders can set the tone, the role of managers, the impact of training, and the elements of an effective mental health and...
Duration:00:19:40
Compliance 101 special: Unpacking different approaches to compliance training
5/15/2022
In this episode, Nick speaks to VinciWorks' CMO Yehuda Solomont to look at the trends in compliance training and what they mean. Yehuda has all the numbers and statistics at hand to give some real insight into the most popular topics, as well as other trends, such as the increased need for relevant training, how long a course should be and whether gamified learning and VR and catching on.
Duration:00:31:22
Compliance 101 special: What makes compliance work?
5/8/2022
In this episode, we are joined by VinciWorks' Director of Global Compliance Sandy Erez. Sandy has been breaking boundaries in the field of compliance since the 70s, when she broke the school dress code to wear trousers of all things to her elementary school graduation.
She shares how she got involved in the world of compliance and tackles assumptions made about those who work in the field.
VinciWorks' course catalogue: https://vinciworks.com/courses/
Duration:00:36:03