FINRA Unscripted

Talk

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for...

Episodes

Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis

How FINRA Is Enhancing Member Firm Examinations

Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements

How FINRA Is Streamlining Data Requests

Financial Security in 2026: Tips for Investors and How Firms Can Help

Investors in the United States: Key Trends and Insights from the National Financial Capability Study

Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership

Making Your Voice Heard Through FINRA Member Engagement

Building Cybersecurity Resilience Through FINRA Forward

A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo

Encore | Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals

Previewing FINRA’s Crypto and Blockchain Education Program

National Financial Capability Study: Key Trends and Insights

A Conversation With FINRA Chair Scott Curtis

Robert Cook on FINRA Forward, and More

Vendor Vigilance: Navigating Third-Party Risk

Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary

Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape

Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

Unpacking the 2025 FINRA Annual Regulatory Oversight Report